Waller Helms is now part of Houlihan Lokey. Visit HL.com to find out more.

Transactions

Focused on the crossroads of insurance,
healthcare services, investment services,
and the technologies that serve those sectors.

has been acquired by

Financial Advisor to M&R Capital Management, Inc. October 2024

Summit, NJ
October 2024

Advised M&R Capital Management, Inc. on its sale to Wealth Enhancement Group

has been acquired by

Financial Advisor to Pegasus Partners October 2024

Mequon, WI
October 2024

Advised Pegasus Partners on its sale to Lido Advisors

has been acquired by

Financial Advisor to George McKelvey Company October 2024

Manasquan, NJ
October 2024

Advised George McKelvey Company on its sale to Allworth

was acquired by

Financial Advisor to TDC Life October 2024

Maumee, OH
October 2024

Advised TDC Life on their transaction with EPIC

a wholly owned subsidiary of

has been acquired by

Financial Advisor to United Community Banks, Inc. September 2024

Greenville, South Carolina
September 2024

Advised United Community Banks, Inc. on its divestment of FinTrust Capital Advisors to Wealth Enhancement Group

has merged with

Financial Advisor to Touchdown Ventures September 2024

Philadelphia, PA
September 2024

Advised Touchdown Ventures on its sale to Cerity Partners

has been acquired by

Financial Advisor to Judith Heft & Associates September 2024

Stamford, CT
September 2024

Advised Judith Heft & Associates on its sale to Wealthspire Advisors

was acquired by

Financial Advisor to Minuteman September 2024

Farmington Hills, MI
September 2024

Advised Minuteman Adjusters on its sale to Davies Group

was acquired by

Financial Advisor to Deposits Inc. September 2024

Dallas, TX
September 2024

Advised Deposits Inc. on its sale to Ingo Payments

was acquired by

a portfolio company of

a subsidiary of

Financial Advisor to SpringFour September 2024

Chicago, IL
September 2024

Advised SpringFour on its sale to C&R Software

announces a majority investment from

Financial Advisor to THL Partners August 2024

Nashville, TN
August 2024

Advised THL Partners on its majority investment in YA Group

a portfolio company of

announced new investment from

Financial Advisor to Simplicity August 2024

Summit, NJ
August 2024

Advised Simplicity Group on its partnership with SkyKnight Capital and Dragoneer Investment Group

has been acquired by

Financial Advisor to Emerald Multi-Family Office July 2024

Weston, FL
July 2024

Advised Emerald Multi-Family Office on its sale to Corient

a portfolio company of

received a majority investment from

Financial Advisor to Hellman & Friedman July 2024

Atlanta, GA
July 2024

Advised Hellman & Friedman on their majority investment in Safe-Guard Products International

announces sale to

Provided Fairness Opinion to the Board of Directors of The Horton Group July 2024

Orland Park, IL
July 2024

Provided Fairness Opinion to the Board of Directors of The Horton Group

has been acquired by

a portfolio company of

Financial Advisor to SRS Capital Advisors June 2024

Denver, CO
June 2024

Advised SRS Capital Advisors on its sale to Arax Investment Partners, a portfolio company of Redbird Capital Partners

received an investment from

Financial Advisor to Avior Wealth Management May 2024

Omaha, NE
May 2024

Advised Avior Wealth Management on its investment from Constellation Wealth Capital

has been acquired by

Financial Advisor to Lynch Retirement Investment Group May 2024

Columbia, MD
May 2024

Advised Lynch Retirement Investment Group on its sale to Wealth Enhancement Group

has been acquired by

Financial Advisor to The Retirement Group May 2024

San Diego, CA
May 2024

Advised The Retirement Group on its sale to Wealth Enhancement Group

has been acquired by

Financial Advisor to Paragon Advisors May 2024

Shaker Heights, OH
May 2024

Advised Paragon Advisors on its sale to Corient

has been acquired by

Financial Advisor to Socius Family Office May 2024

Fort Lauderdale, FL
May 2024

Advised Socius Family Office on its sale to Corient

has been acquired by

Financial Advisor to Legacy Asset Management, Inc. April 2024

Houston, TX
April 2024

Advised Legacy Asset Management on its sale to OneDigital

a portfolio company of

was recapitalized by

Financial Advisor to Accuserve Solutions and Aquiline Capital Partners March 2024

Denver, CO
March 2024

Advised Accuserve Solutions and Aquiline Capital Partners on their transaction with Flexpoint Ford

has been acquired by

Financial Advisor to MDK Private Wealth Management March 2024

Seattle, WA
March 2024

Advised MDK Private Wealth Management on its sale to Mercer Advisors

received a majority investment from

Financial Advisor to Lee Equity Partners March 2024

Philadelphia, PA
March 2024

Advised Lee Equity Partners on their majority investment in PCS Retirement

announces acquisition by

Financial Advisor to MDD February 2024

Boston, MA
February 2024

Advised MDD on their announced acquisition by Davies

announces recapitalization by

Financial Advisor to Bain Capital Insurance February 2024

Noblesville, IN and Tampa, FL
February 2024

Advised Bain Capital Insurance on its investment in Ryze Claim Solutions

has been acquired by

Exclusive financial advisor to Fourth Street Performance Partners, Inc. February 2024

Covington, Kentucky
February 2024

Advised Fourth Street Performance Partners on its acquisition by AndCo Consulting

has been acquired by

Financial Advisor to Engrave Wealth December 2023

The Woodlands, TX
December 2023

Advised Engrave Wealth Partners on its sale to CAPTRUST

has been acquired by

Financial Advisor to Foundational Wealth Advisory December 2023

Macon, GA
December 2023

Advised Foundational Wealth Advisory on its sale to Wealth Enhancement Group

has been acquired by

Financial Advisor to Landmark Financial Advisors, LLC December 2023

Bowling Green, KY
December 2023

Advised Landmark Financial Advisors on its sale to Wealth Enhancement Group

has been acquired by

Financial Advisor to Weinheimer Wealth Management December 2023

Austin, TX
December 2023

Advised Weinheimer Wealth Management on its sale to Exencial Wealth Advisors

has been acquired by

Financial Advisor to Trutina Financial December 2023

Bellevue, WA
December 2023

Advised Trutina Financial on its sale to CAPTRUST

has been acquired by

Financial Advisor to Paragon Wealth Strategies, LLC December 2023

Jacksonville, FL
December 2023

Advised Paragon Wealth Strategies on its sale to Mercer Advisors

was recapitalized by

Financial Advisor to Navigate Wellbeing Solutions November 2023

Des Moines, IA
November 2023

Advised Navigate Wellbeing Solutions on their majority recapitalization with McCarthy Capital

wholly-owned subsidiaries of

announces sale to

a wholly-owned subsidiary of

Financial Advisor to the Farmers Exchanges November 2023

Los Angeles, CA
November 2023

Advised the Farmers Exchanges on its sale of its three brokerage assets to Farmers Group, Inc

announces partnership with

Financial Advisor to Passerelle Partners November 2023

Summit, NJ
November 2023

Advised Passerelle Partners on its partnership with Simplicity Group Holdings, Inc.

a portfolio company of

announces acquisition by

Financial Advisor to DOXA November 2023

Fort Wayne, IN
November 2023

Advised DOXA on its sale to Goldman Sachs Asset Management

a subsidiary of AmerInst Insurance Group, was acquired by

Financial Advisor to Protexure and AmerInst October 2023

Lisle, IL and Hamilton, Bermuda
October 2023

Advised AmerInst Insurance Group on the sale of Protexure Insurance Agency to The McGowan Companies

has been acquired by

Financial advisor to Private Capital Management, Inc. October 2023

Larkspur, CA
October 2023

Advised Private Capital Management, Inc on their acquisition by Beacon Pointe Advisors

received an investment from

Financial advisor to Pritzker Private Capital October 2023

Buffalo, NY
October 2023

Advised Pritzker Private Capital on its Investment in Lawley

received a majority investment from

Financial Advisor to S&S Health October 2023

Cincinnati, OH
October 2023

Advised S&S Health on its majority investment from Lovell Minnick Partners

has partnered with

Financial Advisor to Sunshine Life and Health Advisors September 2023

Miami, FL
September 2023

Advised Sunshine Life & Health Advisors on their sale to Alliant Insurance Services

has been acquired by

Financial advisor to Financial Solutions August 2023

Waukesha, WI
August 2023

Advised Financial Solutions on its acquisition by Pensionmark Financial Group

has been acquired by

Exclusive financial advisor to Bell Rock Capital, LLC August 2023

Rehoboth Beach, DE
August 2023

Advised Bell Rock Capital, LLC on its Sale to Bryn Mawr Capital Management

has merged with

a portfolio company of

Financial Advisor to Southwest Adjusters and Longshore Capital August 2023

Irving, TX
August 2023

Advised Longshore Capital and Southwest Adjusters on their merger with Team One

has been acquired by

Financial Advisor to Actuarial Consulting Group, Inc. and Actuarial Consulting Group Advisory Services, Inc. July 2023

Richmond, VA
July 2023

Advised Actuarial Consulting Group, Inc. and Actuarial Consulting Group Advisory Services, Inc. on its sale to Wealthspire

announces partnership with

Financial Advisor to Prime Captial July 2023

Overland Park, KS
July 2023

Served as the exclusive financial advisor to Prime Capital Investment Advisors

was acquired by

an affiliate of

Financial Advisor to HCSG July 2023

Shelton, CT
July 2023

Advised HCSG on its sale to Carelon Insights

has merged with

Exclusive financial advisor to AJ Wealth July 2023

New York, NY
July 2023

Park Sutton represents AJ Wealth on its merger with Cerity Partners

has been acquired by

Financial advisor to Day & Ennis, LLC July 2023

Macon, GA
July 2023

Advised Day & Ennis on its sale to Mercer Advisors

a wholly owned subsidiary of:

was acquired by

a portfolio company of:

Financial Advisor to Breckenridge IS, Inc. and W.R. Berkley Corporation June 2023

Atlanta, GA
June 2023

Advised Breckenridge IS, Inc. and W.R. Berkley Corporation on the sale of the Insurance Services Division to Accretive Insurance Solutions, Inc.

a wholly owned subsidiary of:

a wholly owned subsidiary of:

agreed to be acquired by

Financial advisor to Encova Mutual Insurance Group May 2023

Advised Encova on its merger with PALIC

receives equity investment from

Financial Advisor to Flexpoint Ford May 2023

Chicago, IL
May 2023

Advised Flexpoint Ford on its equity investment in SageSure

has merged with

Financial Advisor to Parsec Financial May 2023

Asheville, NC
May 2023

Advised Parsec Financial on its merger with Modera Wealth Management

has been acquired by

Financial advisor to Quantitative Advantage, LLC April 2023

Minneapolis, MN
April 2023

Advised QA Wealth on its sale to CAPTRUST

a wholly owned subsidiary of:

was acquired by

Financial Advisor to Kaufman / Afirm April 2023

Fort Collins, CO
April 2023

Advised the Kaufman Group on its sale of Afirm Solutions to Davies

was acquired by

Financial advisor to Heron Wealth March 2023

New York, NY
March 2023

Advised Heron Wealth on its sale to Wealthspire

has been acquired by

Financial advisor to Omega Wealth Partners, Inc. March 2023

Fort Worth, TX
March 2023

Advised Omega Wealth Partners on its sale to Captrust Financial Advisors

was acquired by

Financial Advisor to Cornerstone Wealth Management March 2023

Reno, NV
March 2023

Advised Cornerstone on its sale to Prime Capital Investment Advisors

was acquired by

Financial Advisor to Telarray March 2023

Memphis, TN
March 2023

Advised Telarray on its sale to Creative Planning

was acquired by

a portfolio company of

Financial Advisor to Spartan Recoveries March 2023

Bohemia, NY
March 2023

Advised Spartan Recoveries on its sale to Alacrity Solutions

and

were acquired by

Financial Advisor to Elite Construction Solutions February 2023

Indianapolis, IN
February 2023

Advised Elite Construction Solutions on its acquisition of Universal Roofing & Exteriors and Jackson Contracting

has partnered with

Financial Advisor to Strategic Risk Solutions February 2023

Burlington, VT
February 2023

Advised Strategic Risk Solutions on its sale to Integrum

was recapitalized by

Financial Advisor to Lovell Minnick Partners February 2023

Erie, PA
February 2023

Advised Lovell Minnick Partners on their recapitalization of Definiti

a portfolio company of

was acquired by

Financial Advisor to Alacrity Solutions Group February 2023

Fishers, IN
February 2023

Advised Alacrity Solutions Group, a portfolio company of Kohlberg & Company, on its sale to BlackRock Alternatives

was acquired by

Financial Advisor to AGWS January 2023

Warrenville, IL
January 2023

Advised AGWS on its sale to Reynolds and Reynolds

was acquired by

Financial Advisor to Monroe Vos Consulting, Inc. January 2023

Raleigh, NC
January 2023

Advised Monroe Vos on its sale to CAPTRUST

was recapitalized by

Financial Advisor to Wellworks For You January 2023

Frazer, PA
January 2023

Advised Wellworks For You on their recapitalization by RiverGlade Capital

was acquired by

Financial Advisor to Picwell, Inc. January 2023

Philadelphia, PA
January 2023

Advised Picwell, Inc. on its sale to Jellyvision

was acquired by

Financial advisor to Stonnington Group January 2023

Pasadena, CA
January 2023

Served as exclusive financial advisor to Stonnington Group

CAC Specialty

has combined with

Cobbs Allen

Financial Advisor to CAC Specialty & Cobbs Allen December 2022

Denver, CO
December 2022

Advised CAC Specialty and Cobbs Allen on their combination

was acquired by

Financial advisor to Walker Wealth Management December 2022

Redbank, NJ
December 2022

Served as exclusive financial advisor to Walker Wealth Management

was acquired by

Financial advisor to Maryland Capital Management, LLC December 2022

Baltimore, MD
December 2022

Served as exclusive Financial Advisor to Maryland Capital Management

was acquired by

Financial Advisor to Liberty Wealth Advisors, LLC. December 2022

Naples, FL
December 2022

Served as exclusive financial advisor to Liberty Wealth Advisors, LLC.

was acquired by

Financial Advisor to BTR Capital Management, Inc. November 2022

New York, New York
November 2022

Served as exclusive financial advisor to BTR Capital Management, Inc.

a portfolio company of

was recapitalized by

Financial Advisor to The Vistria Group September 2022

Charlotte, NC
September 2022

Advised Vistria on their recapitalization of Flores

received a significant investment from

Financial Advisor to Corsair Capital September 2022

Los Angeles, CA
September 2022

Advised Corsair on their investment in Miracle Mile Advisors

received growth capital from

Financial Advisor to Patra Corporation September 2022

El Dorado Hills, CA
September 2022

Advised Patra Corporation on its growth investment from FTV Capital

was acquired by

Financial Advisor to Johns Eastern Company, Inc. September 2022

Lakewood Ranch, FL
September 2022

Advised Johns Eastern Company, Inc. on its sale to Davies Group

was acquired by

Financial Advisor to Elite Construction Solutions August 2022

Columbus, OH
August 2022

Advised Elite Construction Solutions on its acquisition of 123 Exteriors

was acquired by

a portfolio company of

Financial Advisor to Assured Relocation August 2022

Advised Assured Relocation on its sale to CRS Temporary Housing

a portfolio company of

was acquired by

Financial Advisor to Carlyle and BenefitMall August 2022

Advised BenefitMall on its sale to Truist

was acquired by

Financial Advisor to Johnson Brunetti August 2022

Served as the exclusive financial advisor to Johnson Brunetti

was acquired by

Financial Advisor to KB Financial, LLC August 2022

Served as the exclusive financial advisor to KB Financial, LLC

was acquired by

a portfolio company of

Financial advisor to U.S. Forensic June 2022

New Orleans, LA
June 2022

Advised U.S. Forensic on its sale to Applied Technical Services

was acquired by

a portfolio company of

Financial advisor to Property Damage Appraisers June 2022

Fort Worth, TX
June 2022

Advised Property Damage Appraisers on its sale to Alacrity Solutions

a construction division of

was acquired by

Financial advisor to Tokio Marine Kiln (TMK) June 2022

Naperville, IL
June 2022

Advised Tokio Marine Kiln (TMK) on this transaction

was acquired by

Financial Advisor to Burns Wealth Advisors, LLC June 2022

We served as the exclusive financial Advisor to Burns Wealth Advisors, LLC

was acquired by

Financial Advisor to Crossvault Capital Mangement, LLC June 2022

Served as the exclusive financial advisor to Crossvault Capital Mangement, LLC

was acquired by

Financial Advisor to Ferris Capital, LLC June 2022

Served as the exclusive financial advisor to Ferris Capital, LLC

was acquired by

Financial Advisor to Taylor Wealth Management Partners, LLC June 2022

Served as the exclusive financial advisor to Taylor Wealth Management Partners, LLC

was acquired by

a portfolio company of

Financial advisor to EmPower HR May 2022

Milwaukee, WI
May 2022

Advised EmPower HR on its sale to Vensure Employer Services

was acquired by

May 2022

New York, NY
May 2022

Waller Helms Advisors to acquire Park Sutton Advisors

a wholly owned subsidiary of:

were acquired by:

Financial advisor to Safety National / Midlands April 2022

Charleston, SC
April 2022

Advised Safety National / Midlands on its sale of select Wholesale and MGU divisions to Johnson & Johnson

was recapitalized by

Financial advisor to The Vistria Group April 2022

Chicago, IL
April 2022

Advised The Vistria Group on the Recapitalization of The Mather Group

has partnered with

Financial Advisor to Altium Wealth Management, LLC April 2022

Served as the exclusive financial advisor to Altium Wealth Management, LLC

was acquired by

Financial Advisor to Keystone Wealth Partners, LLC March 2022

Served as the exclusive financial advisor to Keystone Wealth Partners, LLC

has entered into a strategic partnership

Financial Advisor to The Mather Group, LLC March 2022

Served as the exclusive financial advisor to The Mather Group, LLC

was acquired by

Financial advisor to Trive Capital February 2022

San Antonio, TX
February 2022

Advised Trive Capital on its majority investment in Allcat Claims Service

was acquired by

Financial advisor to Lion Street January 2022

Dallas, TX
January 2022

Advised Lion Street on its sale to Integrity Marketing Group

The Associations Business of

was acquired by

a portfolio company of

Financial advisor to AMBA January 2022

Austin, TX
January 2022

Advised AMBA on its acquisition of Mercer's Associations business

MarshBerry

received an investment from

Atlas Merchant Capital

Financial advisor to Atlas Merchant Capital January 2022

Woodmere, OH
January 2022

Advised Atlas Merchant Capital with its investment in MarshBerry

was acquired by

Financial advisor to Underwriters Safety & Claims December 2021

Louisville, KY
December 2021

Advised Underwriters Safety & Claims on its sale to Charles Taylor

CCG IQ & Donan

merged and subsequently partnered with

New Mountain Capital

Financial advisor to New Mountain Capital December 2021

Louisville, KY and Charlotte, NC
December 2021

Served as financial advisor to New Mountain Capital in these transactions

Merlinos & Associates, Inc.

was acquired by

Davies Group

Financial advisor to Merlinos & Associates, Inc. December 2021

Peachtree Corners, GA
December 2021

Advised Merlinos & Associates, Inc. on its sale to Davies Group

was acquired by

Financial Advisor to 20/20 Financial Advisors December 2021

Served as the exclusive financial advisor to 20/20 Financial Advisors

was acquired by

Financial Advisor to Berno Financial Management, Inc. December 2021

Served as the exclusive financial advisor to Berno Financial Management, Inc.

was acquired by

Financial Advisor to Brouwer & Janachowski, LLC December 2021

Served as the exclusive advisor to Brouwer & Janachowski, LLC

was acquired by

Financial Advisor to Cassaday & Company, Inc. December 2021

Served as the exclusive financial advisor to Cassaday & Company, Inc.

was acquired by

Financial Advisor to Century Wealth Management, LLC December 2021

Served as the exclusive financial advisor to Century Wealth Management, LLC

was acquired by

Financial advisor to Crouse and Associates December 2021

San Francisco, CA
December 2021

Advised Crouse and Associates on its sale to Ryan Specialty Group

was acquired by

Financial Advisor to Financial Network Limited December 2021

Served as the exclusive financial advisor to Financial Network Limited

was acquired by

Financial Advisor to Granite Investment Advisors, LLC December 2021

Served as the exclusive financial advisor to Granite Investment Advisors, LLC

was acquired by

Financial Advisor to Investec Advisory Group L.P. December 2021

Served as the exclusive financial advisor to Investec Advisory Group L.P.

was acquired by

Financial Advisor to Keystone Wealth Partners, LLC December 2021

Served as the exclusive financial advisor to Keystone Wealth Partners, LLC

was acquired by

Financial Advisor to Queens Oak Advisors December 2021

Served as the exclusive financial advisor to Queens Oak Advisors

was acquired by

Financial Advisor to RINET Company, Inc. December 2021

Served as the exclusive financial advisor to RINET Company, Inc.

Granada Insurance Company

and

GIC Underwriters

were acquired by

Financial advisor to investor group November 2021

Miami, FL
November 2021

Advised investor group on its acquisition of Granada Insurance Company and GIC Underwriters

has raised growth equity capital

Financial advisor to Vimly Benefit Solutions October 2021

Mukilteo, WA
October 2021

Advised Vimly Benefit Solutions on its growth capital raise

was acquired by

Financial Advisor to Lake Point Wealth Management, LLC October 2021

Served as the exclusive financial advisor to Lake Point Wealth Management, LLC

Specialty Group, Inc. (SGI)

was acquired by

Custard Companies

Financial advisor to Custard Companies September 2021

Peachtree Corners, GA
September 2021

Advised Custard Companies on its acquisition of Specialty Group, Inc. (SGI)

was acquired by

Financial Advisor to FCG Advisors, LLC September 2021

Served as the exclusive financial advisor to FCG Advisors, LLC

has acquired

Financial Advisor to Morgan Stanley Wealth Management September 2021

Served as the exclusive financial advisor to Morgan Stanley Wealth Management

Legacy Restoration

received a majority investment from

Bessemer Investors

Financial advisor to Legacy Restoration August 2021

Plymouth, MN
August 2021

Advised Legacy Restoration on its majority investment from Bessemer Investors

State Auto Group

was acquired by

Liberty Mutual

Financial advisor to Liberty Mutual July 2021

Boston and Columbus, Ohio
July 2021

Advised Liberty Mutual on its acquisition of State Auto Group

was acquired by

Financial Advisor to Fintrust Capital Advisors, LLC July 2021

Served as the exclusive financial advisor to Fintrust Capital Advisors, LLC

has sold a minority stake to

Financial Advisor to Verdence Capital Advisors, LLC July 2021

Served as the exclusive financial advisor to Verdence Capital Advisors, LLC

StrucSure Home Warranty, LLC and affiliated reinsurance and insurance service entities

was acquired by

Insure Homes Holdings LLC

a portfolio company of

Financial advisor to StrucSure Home Warranty June 2021

Radnor, PA
June 2021

Advised StrucSure Home Warranty on its sale to Insure Homes

IAS Claim Services

was acquired by

Davies Group

Financial advisor to IAS Claim Services June 2021

London, UK
June 2021

Advised IAS Claim Services on its sale to Davies Group

Team Focus Insurance Group

was acquired by

PEAK6

Financial advisor to Team Focus June 2021

Chicago, IL
June 2021

Advised Team Focus Insurance Group on its sale to PEAK6 Insurance Operations

was acquired by

Financial Advisor to Atlantic Trust, Inc. June 2021

Exclusive financial advisor to Atlantic Trust, Inc.

was acquired by

Financial Advisor to Fiduciary Plan Advisors, LLC June 2021

Served as exclusive financial advisor to Fiduciary Plan Advisors, LLC

was acquired by

Financial Advisor to MJM 401k, LLC June 2021

Served as the exclusive financial advisor to MJM 401k, LLC

has acquired

Financial Advisor to Peapack-Gladstone Financial Corporation June 2021

Served as the exclusive financial advisor to Peapack-Gladstone Financial Corporation

was acquired by

Financial Advisor to Stewardship Financial Advisors, LLC June 2021

Served as the exclusive financial advisor to Stewardship Financial Advisors, LLC

has raised Series B growth capital to fund their expansion

Financial advisor to Dama Financial April 2021

South San Francisco, CA
April 2021

Advised Dama Financial on its Series B growth equity raise

David Morse & Associates (DMA)

was acquired by

Venbrook

Financial advisor to David Morse & Associates April 2021

Woodland Hills, CA
April 2021

Advised David Morse and Associates (DMA) on it's sale to Venbrook

Lancer Insurance Company

has merged with

Core Specialty Insurance Holdings

Financial advisor to Lancer Insurance Company April 2021

Cincinnati, OH
April 2021

Advised Lancer Insurance Company on its merger with Core Specialty

Standard Security Life Insurance Company

was acquired by

Reliance Standard Life Insurance Comapny

a member of

Financial advisor to Reliance Standard April 2021

New York, NY
April 2021

Advised Reliance Standard Life Insurance Company on its acquisition of Standard Security Life Insurance Company

ITMA (International Transportation & Marine Agency)

was acquired by

Financial advisor to ITMA April 2021

Scottsdale, AZ
April 2021

Advised ITMA on its sale to MS Amlin

AccuRisk Solutions

a portfolio company of

Greenlight Re

was acquired by

The Ardonagh Group The Amynta Group

portfolio companies of

Madison Dearborn Partners

Financial advisor to Greenlight Re April 2021

Chicago, Illinois
April 2021

Advised Greenlight Re on the sale of AccuRisk Solutions to The Ardonagh Group

was acquired by

Financial Advisor to North American Management Corp. April 2021

Served as exclusive financial advisor to North American Management Corp.

has acquired

Financial Advisor to Rollins Financial, Inc. April 2021

Served as the exclusive financial advisor to Rollins Financial, Inc.

was acquired by

Financial advisor to Ensurem March 2021

Clearwater, FL
March 2021

Advised Ensurem on its sale to 777 Partners

Davies

received a majority investment from

BC Partners

Financial advisor to BC Partners March 2021

London, UK
March 2021

Advised BC Partners on its majority investment in Davies Group

The Littleton Group

was acquired by

Financial advisor to The Littleton Group March 2021

London, UK
March 2021

Advised The Littleton Group on its sale to Davies Group

Worldwide Facilities

a portfolio company of

was acquired by

Amwins Group, Inc.

Financial advisor to Worldwide Facilities March 2021

San Francisco, CA
March 2021

Advised Worldwide Facilities on its sale to Amwins Group, Inc.

was acquired by

Financial Advisor to Epstein & White Financial, LLC March 2021

Served as the exclusive financial advisor to Epstein & White Financial, LLC

was acquired by

Financial Advisor to Reby Advisers, LLC March 2021

Served as the exclusive financial advisor to Reby Advisors, LLC

was acquired by

Financial Advisor to Wealthstreet Investment Advisors, LLC March 2021

Served as the exclusive financial advisor to Wealthstreet Investment Advisors, LLC

HM Employee Benefits & Risk Management

was acquired by

OneDigital

a portfolio company of

Financial advisor to OneDigital February 2021

Altlanta, GA
February 2021

Advised OneDigital on its acquisition of HM Employee Benefits and Risk Management

DirectPath

a portfolio company of

was acquired by

CNO Financial Group

Financial advisor to DirectPath February 2021

Carmel, IN
February 2021

Advised DirectPath on its sale to CNO Financial Group

Fourseventy Claim Management

was acquired by

Alacrity Solutions

a portfolio company of

Financial advisor to Fourseventy Claim Management February 2021

Fishers, IN
February 2021

Advised Fourseventy Claim Management on its sale to Alacrity Solutions

was recapitalized by

Financial advisor to Hancock Claims Consultants December 2020

Atlanta, GA
December 2020

Advised Hancock Claims Consultants on its majority investment from Century Equity Partners

Tailored Adjustment Services

was acquired by

Global Risk Solutions

Financial advisor to Global Risk Solutions December 2020

Miami, FL
December 2020

Advised Global Risk Solutions on its acquisition of Tailored Adjustment Services

was acquired by

Financial Advisor to Atlanta Financial Associates, LLC December 2020

Atlanta-Financial Associates, LLC. Has Been Acquired by Mercer Global Advisors, Inc.
December 2020

Served as the exclusive financial advisor to Atlanta Financial Associates, LLC

was acquired by

Financial Advisor to Horan Capital Management, LLC December 2020

Served as the exclusive financial advisor to Horan Capital Management, LLC

has joined

Financial Advisor to Peapack-Gladstone Financial Corporation December 2020

Served as the exclusive financial advisor to Peapack-Gladstone Financial Corporation

has received a strategic minority investment from

Financial Advisor to Modera Wealth Management, LLC December 2020

Served as the exclusive financial advisor Modera Wealth Management, LLC

was acquired by

Financial Advisor to The Roosevelt Investment Group, Inc. December 2020

Served as the exclusive financial advisor to The Roosevelt Investment Group, Inc.

has sold a majority stake to

Financial Advisor to Stavis & Cohen December 2020

Served as the exclusive financial advisor for Stavis & Cohen Financial, LLC

was acquired by

Financial Advisor to Bowling Portfolio Management, LLC November 2020

Served as the exclusive financial a4dvisor to Bowling Portfolio Management, LLC

received a minority equity investment from

Financial advisor to New Mountain Capital November 2020

Denver, CO
November 2020

Advised New Mountain Capital on its investment in IMA Financial Group

A top-quartile Institutional Small-Cap Value Team has joined McMorgan & Company LLC

Financial Advisor to McMorgan & Company LLC November 2020

Served as the exclusive financial advisor to McMorgan & Company LLC

Simplicity Group Holdings

A portfolio company of

Aquiline Capital Partners

was recapitalized by

Lee Equity Partners

Financial advisor to Simplicity Group Holdings October 2020

Summit, NJ
October 2020

Advised Simplicity Group Holdings on its sale to Lee Equity Partners

Transaction Value: $2,650,000,000

OneDigital

A portfolio company of

New Mountain Capital

was recapitalized by

Financial advisor to New Mountain Capital October 2020

Atlanta, GA
October 2020

Advised New Mountain Capital on its $2.65B sale of OneDigital to Onex

was acquired by

Financial Advisor to CJM Wealth Management, LLC September 2020

Served as the exclusive financial advisor to CJM Wealth Management, LLC

Nationwide Appraisals

was acquired by

a portfolio company of

Financial advisor to Nationwide Appraisals September 2020

Memphis, TN
September 2020

Advised Nationwide Appraisals on its sale to Sedgwick

has partnered with

Financial Advisor to FCG Advisors, LLC and FCG Wealth Management, LLC August 2020

Served as the exclusive financial advisor to FCG Advisors, LLC and FCG Wealth Management, LLC

has sold a minority stake to

Financial Advisor to Hollencrest Capital Management, LLC August 2020

Served as the exclusive financial advisor to Hollencrest Capital Management, LLC

has acquired a minority stake in

Financial Advisor to Kudu Investment Management, LLC July 2020

Served as the exclusive financial advisor to Kudu Investment Management, LLC

was acquired by

Financial Advisor to Lenox Wealth Management, Inc. July 2020

Served as the exclusive financial advisor to Lenox Wealth Management, Inc.

has acquired

Financial Advisor to The Mather Group, LLC May 2020

Served as the exclusive financial advisor to The Mather Group, LLC

A portfolio company of

was acquired by

Financial advisor to HGGC April 2020

Palo Alto, CA
April 2020

Advised HGGC on its acquisition of PCF Insurance

Coverys

made a controlling investment in

Archway Health

Financial advisor to Coverys February 2020

Boston, MA
February 2020

Advised Coverys on its strategic investment in Archway Health Advisors

Transaction Value: $450,000,000

Norcal Group

was acquired by

ProAssurance

Financial advisor to NORCAL Group February 2020

San Francisco, CA
February 2020

Advised NORCAL Group on its announced sale to ProAssurance Corporation

was acquired by

Financial Advisor to Hogan Financial December 2019

Served as the exclusive financial advisor to Hogan Financial

Transaction Value: $720,000,000

IAS

a portfolio company of

was acquired by

iA Financial

Financial advisor to IAS December 2019

Quebec City, Quebec
December 2019

Advised IAS on its $720M sale to iA Financial Group

Prime Capital Investment Advisors

was recapitalized by

LNC Partners

Financial advisor to Prime Capital Investment Advisors October 2019

Overland Park, KS
October 2019

Advised Prime Capital Investment Advisors on its strategic minority investment from LNC Partners

Prime Risk Partners

a portfolio company of

TH Lee Partners

was acquired by

EPIC

a portfolio company of

Oak Hill Capital Partners

Financial advisor to EPIC October 2019

San Francisco, CA
October 2019

Advised EPIC Insurance Brokers & Consultants on its acquisition of Prime Risk Partners

Alternative Service Concepts

was acquired by

Davies

a portfolio company of

Financial advisor to Alternative Service Concepts October 2019

Nashville, TN
October 2019

Advised Alternative Service Concepts on its sale to Davies Group

has acquired

Financial Advisor to Cardea Capital October 2019

Served as the exclusive financial advisor to Cardea Capital

a portfolio company of

was acquired by

Financial advisor to Transaction Services Group* October 2019

London
October 2019

Advised Transaction Services Group on its sale to Advent International

Transaction Value: $900,000,000

Alaska National Insurance Company

was acquired by

CopperPoint Insurance Companies

Financial advisor to CopperPoint Insurance Companies September 2019

Phoenix, AZ
September 2019

Advised CopperPoint Insurance Companies on its $900M acquisition of Alaska National Insurance Company

was acquired by

Financial Advisor to Broadview Advisors, LLC September 2019

Served as the exclusive financial advisor to Broadview Advisors, LLC

Frontier Adjusters

A subsidiary of

was acquired by

Davis

a portfolio company of

HGGC

Financial advisor to Merrymeeting Group and Frontier Adjusters September 2019

Independence, OH
September 2019

Advised Merrymeeting Group on the sale of Frontier Adjusters to Davies Group

was acquired by

Financial Advisor to South Texas Money Management September 2019

Served as the exclusive financial advisor to South Texas Money Management

Beneco

a portfolio company of

Alpine Investors

was acquired by

Ascensus

a portfolio company of

Aquiline

Genstar

Financial advisor to Beneco August 2019

Scottsdale, AZ
August 2019

Advised Beneco on its sale to Ascensus

was acquired by

Financial Advisor to Hillview Capital Advisors, LLC August 2019

Served as the exclusive financial advisor to Hillview Capital Advisors, LLC

has acquired

Financial Advisor to Peapack-Gladstone Financial Corporation August 2019

Served as the exclusive financial advisor to Peapack-Gladstone Financial Corporation

Venture Insurance Programs / SuiteLife

a program of

was acquired by

Ryan Specialty Group

a portfolio company of

ONEX

Financial advisor to Venture / SuiteLife August 2019

West Chester, PA
August 2019

Advisor to Venture Insurance Programs on the sale of its SUITELIFE Program to Ryan Specialty Group

Worldwide Facilities, LLC

a portfolio company of

Lovell Minnick

was recapitalized by

Genstar

Financial advisor to Worldwide Facilities August 2019

Los Angeles, CA
August 2019

Advised Worldwide Facilities on its investment from Genstar Capital

Battleface

received a minority equity investment from

Greenlight Re Innovations

Financial advisor to Battleface, Inc. July 2019

United Kingdom
July 2019

Advised Battleface on its investment from Greenlight Re

was acquired by

Financial Advisor to Cortina Asset Management July 2019

Served as the exclusive financial advisor to Cortina Asset Management

Heffernan Insurance Brokers

received a minority equity investment from

SkyKnight

Financial advisor to Heffernan Insurance Brokers July 2019

San Francisco, CA
July 2019

Advised Heffernan Insurance Brokers on its investment from SkyKnight Capital

Elementum

sold a minority interest to

White Mountains

Financial advisor to Elementum June 2019

Chicago, IL
June 2019

Advised the principals of Elementum on the sale of a minority stake to White Mountains

Hagen, Streiff, Newton, & Oshiro, Accountants, PC

was acquired by

JS Held

Financial advisor to Hagen, Streiff, Newton, & Oshiro, Accountants, PC June 2019

Irvine, CA
June 2019

Advised Hagen, Streiff, Newton, & Oshiro, Accountants, PC on its sale to J.S. Held

Professional Life & Casualty Company, PLC

was acquired by

Heritage Life Insurance Company

Financial advisor to Professional Life & Casualty Company, PLC June 2019

Chicago, IL
June 2019

Advised Professional Life & Casualty Company on its sale to Heritage Life Insurance Company

has acquired the Small-Cap Value Team of

Initiated the acquisition by Driehaus Capital Management, LLC May 2019

Initiated the acquisition by Driehaus Capital Management, LLC

was acquired by

Financial Advisor to Singer Xenos Schecter Sosler Wealth Management May 2019

Served as the exclusive financial advisor to Singer Xenos Schecter Sosler Wealth Management

Worley

a portfolio company of

Aquiline Capital Partners

was acquired by

Kohlberg & Company

Financial advisor to Worley May 2019

Fishers, IN
May 2019

Advised Worley on its sale to Kohlberg & Company

and wholly-owned subsidiary

has acquired an interest in

Financial Advisor to RSW Investments, LLC April 2019

Served as the exclusive financial advisor to RSW Investments, LLC

was acquired by

a subsidiary

Financial Advisor to Tirschwell & Loewy April 2019

Served as exclusive financial advisor to Tirschwell & Loewy

Frank Lippe Claims Management

was acquired by

Sedgwick Claims Management Services, Inc.

a portfolio company of

The Carlyle Group

Stone Point Capital

Financial advisor to Sedgwick Claims Management Services March 2019

Memphis, TN
March 2019

Advised Sedgwick on its Acquisition of Frank Lippe Claims Management

Insight Adjusters and Surveyors Pte Ltd.

was acquired by

Sedgwick Claims Management Services, Inc.

a portfolio company of

The Carlyle Group

Stone Point Capital

Financial advisor to Sedgwick Claims Management Services March 2019

Memphis, TN
March 2019

Advised Sedgwick on its acquisition of Insight Adjusters and Surveyors

Service Group / Dealer Wizard

was acquired by

IAS

a portfolio company of

Genstar

Felxpoint

Financial advisor to Service Group March 2019

Austin, TX
March 2019

Advised Service Group and DealerWizard on its sale to IAS

Ideal Adjusting

was acquired by

Aziel Corporation

Financial advisor to Ideal Adjusting February 2019

Sugar Land, TX
February 2019

Advised Ideal Adjusting on its sale to Aziel Corporation

ClearView Risk

a portfolio company of

GCP Capital Partners

was acquired by

The Amynta Group

a portfolio company of

Madison Dearborn Partners

Financial advisor to ClearView Risk January 2019

Dallas, TX
January 2019

Advised Clearview Risk Holdings on its sale to The Amynta Group

Excel Managed Care

was acquired by

Genex

Financial advisor to Excel Managed Care January 2019

Sacramento, CA
January 2019

Advised Excel Managed Care on its sale to Genex

Midlands

was acquired by

Safety National Casualty Corporation

Financial advisor to Safety National Casualty Corporation January 2019

St. Louis, MO
January 2019

Advised Safety National Casualty Corporation on its acquisition of Midlands Management Corporation

Transaction Value: $28,000,000

Mylo, Lockton Companies

received Series A funding from

Guggenheim

Financial advisor to Mylo January 2019

Kansas City, MO
January 2019

Advised Mylo and Lockton on its funding from Guggenheim

Relation

a portfolio company of

Parthenon Capital Partners

Century Equity Partners

was acquired by

Aquiline Capital Partners

Financial advisor to Relation January 2019

Walnut Creek, CA
January 2019

Advised Relation Insurance Services on its sale to Aquiline

Clarity (Capitve Insurance Operations)

Captive Insurance Company Design and Operations

was acquired by

Arthur J. Gallagher & Co.

Financial advisor to Clarity December 2018

Chicago, IL
December 2018

Advised Clarity Group on the sale of Captive Insurance Company Design and Operations to Arthur J. Gallagher & Co.

has acquired

Financial Advisor to The Mather Group, LLC December 2018

Served as the exclusive financial advisor to The Mather Group, LLC

Osprey Insurance Brokers

was acquired by

Artex

Financial advisor to Osprey Insurance Brokers December 2018

Malta
December 2018

Advised Osprey Insurance Brokers on its sale to Artex

Transaction Value: $650,000,000

FOJP / HIC

was acquired by

The Doctors Company

Financial advisor to The Doctors Company November 2018

New York, NY
November 2018

Advised The Doctors Company on its acquisition of Hospitals Insurance Company and FOJP Service Corporation

Fiesta

partnered with

Gemspring Capital

Financial advisor to Fiesta October 2018

Westport, CT
October 2018

Advised Fiesta Insurance on its investment from Gemspring Capital

acquired a minority stake in

from

Initiated the acquisition by Kudu Investment Management, LLC October 2018

Initiated the acquisition by Kudu Investment Management, LLC

has acquired

Financial Advisor to The Mather Group, LLC October 2018

Served as the exclusive financial advisor to The Mather Group, LLC

DirectPath

merged with

Flores

a portfolio company of

Century Equity

Financial advisor to DirectPath September 2018

Birmingham, AL
September 2018

Advised DirectPath on its merger with Flores

will join and continue to manage assets at

Financial Advisor to Logan Capital Management, Inc. September 2018

Served as the exclusive financial advisor to Logan Capital Management, Inc.

has acquired

Financial Advisor to Peapack-Gladstone Financial Corporation September 2018

Served as the exclusive financial advisor to Peapack-Gladstone Financial Corporation

Aon / National Flood Services

was acquired by

PEAK6

Financial advisor to PEAK6 August 2018

Chicago, IL
August 2018

Advised PEAK6 on its acquisition of National Flood Services from Aon

Affirmative Risk Management

was acquired by

SCM Insurance Services

a portfolio company of

Warburg Pincus LLC

Financial advisor to SCM Insurance Services July 2018

Chicago, IL
July 2018

Advised SCM Insurance Services on its acquisition of Affirmative Risk Management

a portfolio company of

received a strategic investment from

Financial advisor to Procare Software* July 2018

New York, NY
July 2018

Advised Procare Software on its strategic investment from Warburg incus

a subsidiary of

was acquired by

Financial Advisor to CACEIS May 2018

Served as the exclusive financial advisor to CACEIS

Propel

partnered with

Flexpoint Ford

Financial advisor to Propel May 2018

Tacoma, WA
May 2018

Advised Propel Insurance on its partnership with Flexpoint Ford

Crystal & Company

was acquired by

Alliant

a portfolio company of

Stone Point Capital

Financial advisor to Crystal & Company April 2018

New York, NY
April 2018

Advised Crystal & Company on its sale to Alliant Insurance Services

has acquired

With real estate assets under advisement of approximately $65 billion

Financial Advisor to Courtland Partners, Ltd. April 2018

Served as advisor to certain members of management of Courtland Partners, Ltd.

has acquired

Financial Advisor to Ultimus Fund Solutions April 2018

Served as the exclusive financial advisor to Ultimus Fund Solutions

Alliant National Title Insurance Company

partnered with

Presidio Investors

Financial advisor to Alliant National March 2018

Longmont, CO
March 2018

Advised Alliant National Title Insurance Company on its partnership with Presidio Investors

ASI

was acquired by

Worley

a portfolio company of

Aquiline Capital Partners

Financial advisor to Worley February 2018

Hammond, LA
February 2018

Advised Worley Claims Services on its acquisition of Audit Services Incorporated

Great Western Insurance Company

was acquired by

American Enterprise

Financial advisor to American Enterprise January 2018

Des Moines, IA
January 2018

Advised American Enterprise Group on its acquisition of Great Western Insurance Company

Capstone is a leading wealth manager in the Chicago area with approximately $1.3 billion in AUM

Financial Advisor to Capstone Financial Advisors December 2017

Served at the exclusive financial advisor to Capstone Financial Advisors

a portfolio company of

was recapitalized by

Financial advisor to Trintech* December 2017

Addison, TX
December 2017

Advised Trintech on its majority recapitalization from Summit Partners

was acquired by

Financial advisor to Velocity Solutions* December 2017

Miami, FL
December 2017

Advised Velocity Solutions on its sale to H.I.G. Capital

Zenith American Solutions

a portfolio company of

Water Street

was acquired by

Beecken Petty O'Keefe and Company

Financial advisor to Zenith American Solutions December 2017

Tampa, FL
December 2017

Advised Zenith American Solutions on its sale to Beecken Petty

was acquired by

Financial advisor to USA Technologies* November 2017

Malvern, PA
November 2017

Advised USA Technologies on its acquisition of Cantaloupe Systems

has acquired

Financial Advisor to Peapack-Gladstone Financial Corporation October 2017

We served as the exclusive financial advisor to Peapack-Gladstone Financial Corporation

PWSC

was acquired by

Kingsway Financial

Financial advisor to PWSC October 2017

Chantilly, VA
October 2017

Advised Professional Warranty Services Corporation on its sale to Kingsway Financial Services

received a majority investment from

Financial advisor to Francisco Partners* September 2017

Roselle, IL
September 2017

Advised Francisco Partners on its majority investment in NMI

BAS

was acquired by

HealthComp Holdings

a portfolio company of

Alpine Investors

Financial advisor to HealthComp Holdings August 2017

Roseville, CA
August 2017

Advised HealthComp Partners on its acquisition of BAS

CFS LP and Sorrento Pacific

was acquired by

Atria Wealth Solutions

a portfolio company of

Lee Equity Partners

Financial advisor to CUSO and Sorrento Pacific August 2017

San Diego, CA
August 2017

Advised CUSO Financial Services and Sorrento Pacific Financial on their sale to Atria Wealth Solutions

Administrative Strategies

was acquired by

Quiet C

Financial advisor to Administrative Strategies July 2017

Westfield, IN
July 2017

Advised Administrative Strategies on its sale to Quiet C

has acquired

Financial Advisor to Peapack-Gladstone Financial Corporation July 2017

Served as the exclusive financial advisor to Peapack-Gladstone Financial Corporation

has acquired a minority stake in

Financial Advisor to EP Wealth Advisors July 2017

Served as the exclusive financial advisor to EP Wealth Advisors

Apex Claims Service of New England

was acquired by

Worley

a portfolio company of

Aquiline Capital Partners

Financial advisor to Worley June 2017

Hammond, LA
June 2017

Advised Worley Claims Services on its acquisition of Apex Claims Service of New England

Nixon and Company, Inc.

was acquired by

SCM Insurance Services

a portfolio company of

Financial advisor to SCM Insurance Services May 2017

Chicago, IL
May 2017

Advised SCM Insurance Services on its acquisition of Nixon & Company

Transaction Value: $560,000,000

OneDigital

was acquired by

New Mountain Capital

Financial advisor to New Mountain Capital May 2017

Atlanta, GA
May 2017

Advised New Mountain Capital on its acquisition of OneDigital Health and Benefits

OSG Billing Services

was acquired by

Financial advisor to Aquiline* May 2017

New York, NY
May 2017

Advised Aquiline Capital Partners on its acquisition of OSG Billing Services

Transaction Value: $550,000,000

was acquired by

Financial advisor to Paymetric* May 2017

Altlanta, GA
May 2017

Advised Paymetric on its sale to Vantiv

has acquired

Financial Advisor to Fifth-Third Bank April 2017

Served as the exclusive financial advisor to Fifth-Third Bank

was acquired by

Financial Advisor to Keeley Asset Management March 2017

Served as exclusive financial advisor to Keeley Asset Management

Dealey, Renton & Associates

was acquired by

Assured Partners, Inc.

a portfolio company of

Apax Partners

Financial advisor to Dealey, Renton & Associates February 2017

Oakland, CA
February 2017

Advised Dealey, Renton & Associates on its sale to AssuredPartners

Patient Care

was acquired by

DirectPath

a portfolio company of

Century Equity

Financial advisor to Patient Care January 2017

Milwaukee, WI
January 2017

Advised Patient Care on its sale to DirectPath

Transaction Value: $205,000,000

PPM Services, Inc.

was acquired by

Norcal Mutual

Financial advisor to PPM Services, Inc. November 2016

Overland Park, KS
November 2016

Advised PPM Services on its sale to NORCAL Mutual

has sold a minority stake to

Financial Advisor to Park Madison Partners, LLC October 2016

Served as the exclusive financial advisor to Park Madison Partners, LLC

a portfolio company of

was acquired by

Financial advisor to REPAY* September 2016

Advised REPAY on its sale to Corsair Capital

Transaction Value: $105,000,000

Travelex

was acquired by

Cover-More

Financial advisor to Travelex Insurance Services September 2016

Omaha, NE
September 2016

Advised Travelex Holdings on the sale of Travelex Insurance Services to Cover-More Group

HM Insurance Group

was acquired by

Brickstreet Insurance

Financial advisor to BrickStreet Insurance August 2016

Charleston, WV
August 2016

Advised BrickStreet Mutual Insurance on its Acquisition of HM Insurance Group's Workers' Compensation Business

was acquired by

Financial Advisor to Apex Capital Management, Inc. June 2016

Served as the exclusive financial advisor to Apex Capital Management, Inc.

was acquired by

Financial Advisor to Archer Wealth Management, LLC June 2016

Served as the exclusive financial advisor to Archer Wealth Management, LLC

Total Program Management

was acquired by

AmTrust Financial

Financial advisor to Total Program Management June 2016

New York, NY
June 2016

Advised Total Program Management on its sale to AmTrust Financial Services

True Benefit

was acquired by

AmWINS

Financial advisor to True Benefit May 2016

Branford, CT
May 2016

Advised True Benefit on its sale to AmWINS Group

Equity Risk Partners

was acquired by

Hub International

a portfolio company of

Hellman & Friedman

Financial advisor to Equity Risk Partners February 2016

San Francisco, CA
February 2016

Advised Equity Risk Partners on its sale to Hub International

was acquired by

Financial Advisor to Dendron Advisors, LLC December 2015

Served as the exclusive financial advisors to Dendron Advisors, LLC

Colorado Bankers Life Insurance Company

was acquired by

Southland National Insurance

Financial adviosr to Colorado Bankers Life Insurance Company November 2015

Greenwood VIllage, CO
November 2015

Advised Colorado Bankers Life Insurance Company on its sale to Southland National Insurance Corporation

Beanstream

a wholly owned subsidiary

was acquired by

Bambora Group

Financial advisor to Beanstream* September 2015

Victoria
September 2015

Advised Beanstream on its sale to Bambora Group

was acquired by

Financial Advisor to MOAB Oil, Inc. July 2015

Served as the exclusive financial advisor to MOAB Oil, Inc.

NCA Group

was acquired by

Worley

a portfolio company of

Aquiline Capital Partners

Financial advisor to NCA Group July 2015

Fishers, IN
July 2015

Advised NCA Group on its sale to Worley Claims Services

Worldwide Facilities, LLC

was recapitalized by

Lovell Minnick Partners

Financial advisor to Worldwide Facilities July 2015

Los Angeles, CA
July 2015

Advised Worldwide Facilities on its investment from Lovell Minnick Partners

Celestite Holdings

a portfolio company of

Altamont Capital

was acquired by

Confie

a portfolio company of

Abry Partners

Financial advisor to Celestite Holdings June 2015

Dallas, TX
June 2015

Advised Celestite Holdings on its sale to Confie

&

were acquired by

Financial Advisor to The MDE Group and Acertus Capital Management April 2015

Served as the exclusive financial advisor to The MDE Group and Acertus Capital Management

Osprey Insurance Brokers

was acquired by

Tangiers Group

Financial advisor to Tangiers Group February 2015

Valletta, Malta
February 2015

Advised Tangiers Group on its acquisition of Osprey Insurance Brokers

Transaction Value: $56,000,000

Ahmann-Martin Risk & Benefits Consulting

was acquired by

Associated Bank

Financial advisor to Associated Bank January 2015

Green Bay, WI
January 2015

Advised Associated Bank on its acquisition of Ahmann & Martin Co.

Absentys

was acquired by

Sedgwick Claims Management Services, Inc.

a portfolio company of

KKR

Financial advisor to Absentys December 2014

Chattanooga, TN
December 2014

Advised Absentys on its sale to Sedgwick

was acquired by

Financial Advisor to Geneva Capital Management, LLC October 2014

Served as the exclusive financial advisor to Geneva Capital Management, LLC

Transaction Value: $25,000,000

was acquired by

Atlas Financial Holdings, Inc.

Financial advisor to Global Liberty Insurance Company October 2014

Melville, NY
October 2014

Advised Global Liberty Insurance Company on its sale to Atlas Financial Holdings

Laurus Strategies

was acquired by

Hub International

a portfolio company of

Hellman & Friedman

Financial advisor to Laurus Strategies October 2014

Chicago, IL
October 2014

Advised Laurus Strategies on its sale to Hub International

Worley

was acquired by

Aquiline Capital Partners, LLC

Financial advisor to Aquiline Capital Partners October 2014

Hammond, LA
October 2014

Advised Aquiline on its investment in Worley Claims Services

Transaction Value: $400,000,000

was acquired by

Financial advisor to Santa Barbara Tax Products Group* September 2014

Pasadena, CA
September 2014

Advised Santa Barbara Tax Products Group on its sale to Green Dot

has acquired a minority stake in

Financial Advisor to Fiduciary Network August 2014

Served as the exclusive financial advisor to Fiduciary Network

Vertical Claims Management

was acquired by

Cannon Cochran Management Services Inc.

Financial Advisor to Vertical Claims Management August 2014

Pittsburgh, PA
August 2014

Advised Vertical Claims Management on its sale to CCMSI

Transaction Value: $210,000,000

was acquired by

Optimal Payments (Now Paysafe)

Financial advisor to Meritus Payment Solutions* July 2014

New York, NY
July 2014

Advised Meritus Payment Solutions on its sale to Optimal Payments

was acquired by

Engle Martin & Associates Inc.

Financial advisor to Totura & Company March 2014

Fort Lauderdale, FL
March 2014

Advised Totura & Company on its sale to Engle Martin & Associates

has sold a majority stake to

Financial Advisor to RR Advisory Group, LLC December 2013

Served as exclusive financial advisor to RR Advisory Group, LLC

was acquired by

Financial Advisor to Prime Management, LLC October 2013

Served as the exclusive financial advisor to Prime Management, LLC

was acquired by

Financial Advisor to Columbus Avenue December 2012

Served as the exclusive financial advisor to Columbus Avenue

was acquired by

Financial Advisor to McDonnell Investment Management, LLC December 2012

Served as the exclusive financial advisor to McDonnell Investment Management, LLC

has sold a majority stake to

Financial Advisor to Riverpoint Capital October 2012

Served as the exclusive financial advisor to Riverpoint Capital

was acquired by

Financial Advisor to Gravity Financial September 2012

Served as the exclusive financial advisor to Gravity Financial

has sold a stake to

Financial Advisor to Ultimus Funds Solution June 2012

Served as the exclusive financial advisor to Ultimus Funds Solution

has sold a minority stake to

Financial Advisor to Red Granite Advisors, LLC. December 2011

Served as the exclusive financial advisor to Red Granite Advisors, LLC.

was acquired by

Financial Advisor to Astor Asset Management October 2010

Served as the exclusive financial advisor to Astor Asset Management

has acquired a majority interest in

Financial Advisor to Advisean Partners September 2010

Served as the exclusive financial advisor to Advisean Partners

has sold the Sollertia Funds to

Financial Advisor to Natixis Global Asset Management June 2010

Served as the exclusive financial advisor to Natixis Global Asset Management

was acquired by

Financial Advisor to Mead, Adams & Co. April 2009

Served as the exclusive financial advisor to Mead, Adams & Co.

was acquired by

Financial Advisor to Farmers National Banc Corp. October 2008

Served as the exclusive financial advisor to Farmers National Banc Corp.

was acquired by

Financial advisor to Lakepoint Investment Partners, LLC. October 2008

Served as the exclusive financial advisor to Lakepoint Investment Partners, LLC