Independent.
Focused.

Built to serve our clients
$25B+
Total Transaction Value
Since 2014
2014
Year Founded
20+
Yrs Managing Director
Average Experience
Our Services:
M&A Advisory
Capital Advisory
Strategic Advisory
Special Committee & Fairness Opinions
Insurance
Healthcare Services
Investment Services
Technology
Sector Focus
70+
Transactions
25+
Professionals

Customized
Approach.

No client or transaction is the same. Each situation requires a unique strategy designed to meet your objectives. We provide expert, independent advice, free of the conflicts and bureaucracy that distract many of our competitors.
Learn more

Depth and
Breadth.

We provide M&A and capital raising services to closely held businesses, sponsor-backed firms and publicly-traded companies, ranging in size from start-ups to Fortune 500 enterprises. Our depth gives us the tools to simplify complex situations and deliver the best results for our clients.
Meet the team

Advisor to
Industry Leaders.

View our recent transactions in:
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November 2022
Served as exclusive financial advisor to BTR Capital Management, Inc.
BTR // WEAS BTR // WEAS
September 2022
Advised Vistria on their recapitalization of Flores
Vistria Group / Flores Vistria Group / Flores
September 2022
Advised Patra Corporation on its growth investment from FTV Capital
Patra / FTV Capital Patra / FTV Capital
September 2022
Advised Johns Eastern Company, Inc. on its sale to Davies Group
Davies / Johns Eastern Davies / Johns Eastern
August 2022
Advised Elite Construction Solutions on its acquisition of 123 Exteriors
123 Exteriors / Elite Construction Solutions 123 Exteriors / Elite Construction Solutions
August 2022
Advised BenefitMall on its sale to Truist
Truist Insurance Holdings / Benefit from Carlyle Truist Insurance Holdings / Benefit from Carlyle
August 2022
Advised Assured Relocation on its sale to CRS Temporary Housing
CRS Temporary Housing / Assured Relocation CRS Temporary Housing / Assured Relocation
August 2022
Served as the exclusive financial advisor to KB Financial, LLC
KB Financial // OneDigital KB Financial // OneDigital
August 2022
Served as the exclusive financial advisor to Johnson Brunetti
Johnson Brunetti // Alera Group Johnson Brunetti // Alera Group
June 2022
Advised U.S. Forensic on its sale to Applied Technical Services
US Forensic / ATS US Forensic / ATS
June 2022
Advised Property Damage Appraisers on its sale to Alacrity Solutions
Alacrity Solution / Property Damage Appraisers Alacrity Solution / Property Damage Appraisers
June 2022
Advised Tokio Marine Kiln (TMK) on this transaction
TMH / Intact Insurance Group TMH / Intact Insurance Group
June 2022
We served as the exclusive financial Advisor to Burns Wealth Advisors, LLC
Burns // Prime Capital Burns // Prime Capital
June 2022
Served as the exclusive financial advisor to Crossvault Capital Mangement, LLC
Crossvault // PCIA Crossvault // PCIA
June 2022
Served as the exclusive financial advisor to Ferris Capital, LLC
Ferris // Creative Planning Ferris // Creative Planning
June 2022
Served as the exclusive financial advisor to Taylor Wealth Management Partners, LLC
Taylor Wealth // Mariner Taylor Wealth // Mariner
May 2022
Advised EmPower HR on its sale to Vensure Employer Services
Vensure Employer Services / Empower HR Vensure Employer Services / Empower HR
May 2022
Waller Helms Advisors to acquire Park Sutton Advisors
WHA / Park Sutton Advisors WHA / Park Sutton Advisors
April 2022
Served as the exclusive financial advisor to Altium Wealth Management, LLC
Altium // Hightower Altium // Hightower
March 2022
Served as the exclusive financial advisor to Keystone Wealth Partners, LLC
Keystone // Creative Planning Keystone // Creative Planning
March 2022
Served as the exclusive financial advisor to The Mather Group, LLC
mather group // vistria mather group // vistria
January 2022
Advised Atlas Merchant Capital with its investment in MarshBerry
MarshBerry / Atlas Merchant Capital MarshBerry / Atlas Merchant Capital
December 2021
Advised Underwriters Safety & Claims on its sale to Charles Taylor
Underwriters Safety & Claims / Charles Taylor Underwriters Safety & Claims / Charles Taylor
December 2021
Served as financial advisor to New Mountain Capital in these transactions
New Mountain Capital / Donan and CCG IQ New Mountain Capital / Donan and CCG IQ
December 2021
Served as the exclusive financial advisor to Financial Network Limited
FNL // Prime Capital FNL // Prime Capital
December 2021
Served as the exclusive financial advisor to 20/20 Financial Advisors
20/20 FA // Prime Capital 20/20 FA // Prime Capital
December 2021
Served as the exclusive financial advisor to Berno Financial Management, Inc.
Berno // Creative Planning Berno // Creative Planning
December 2021
Served as the exclusive financial advisor to Cassaday & Company, Inc.
Cassaday // Focus Cassaday // Focus
December 2021
Served as the exclusive financial advisor to RINET Company, Inc.
RINET // Captrust RINET // Captrust
December 2021
Served as the exclusive financial advisor to Queens Oak Advisors
Queens Oak // MAI Queens Oak // MAI
December 2021
Served as the exclusive financial advisor to Granite Investment Advisors, LLC
Granite // Mariner Granite // Mariner
December 2021
Served as the exclusive financial advisor to Century Wealth Management, LLC
century // wealth century // wealth
December 2021
Served as the exclusive financial advisor to Keystone Wealth Partners, LLC
Keystone // Creative Planning Keystone // Creative Planning
November 2021
Advised investor group on its acquisition of Granada Insurance Company and GIC Underwriters
Investor Group / Granada & GIC Investor Group / Granada & GIC
October 2021
Served as the exclusive financial advisor to Lake Point Wealth Management, LLC
Lake Point // Mercer Lake Point // Mercer
September 2021
Served as the exclusive financial advisor to Morgan Stanley Wealth Management
morgan stanley // hyas morgan stanley // hyas
September 2021
Served as the exclusive financial advisor to FCG Advisors, LLC
FCG // Mariner FCG // Mariner
August 2021
Advised Legacy Restoration on its majority investment from Bessemer Investors
LEGACY RESTORATION RECEIVED A MAJORITY INVESTMENT FROM BESSEMER INVESTORS LEGACY RESTORATION RECEIVED A MAJORITY INVESTMENT FROM BESSEMER INVESTORS
July 2021
Advised Liberty Mutual on its acquisition of State Auto Group
Advised Liberty Mutual on its acquisition of State Auto Group Advised Liberty Mutual on its acquisition of State Auto Group
July 2021
Served as the exclusive financial advisor to Fintrust Capital Advisors, LLC
Fintrust // United Community Bank Fintrust // United Community Bank
July 2021
Served as the exclusive financial advisor to Verdence Capital Advisors, LLC
verdence // emigrant verdence // emigrant
June 2021
Advised StrucSure Home Warranty on its sale to Insure Homes
StrucSure / Insure Homes StrucSure / Insure Homes
June 2021
Advised IAS Claim Services on its sale to Davies Group
IAS / Davies IAS / Davies
June 2021
Advised Team Focus Insurance Group on its sale to PEAK6 Insurance Operations
Team Focus / PEAK6 Team Focus / PEAK6
June 2021
Served as exclusive financial advisor to Fiduciary Plan Advisors, LLC
Fiduciary PA // OneDigital Fiduciary PA // OneDigital
June 2021
Exclusive financial advisor to Atlantic Trust, Inc.
Atlantic Trust // Clearstead Atlantic Trust // Clearstead
June 2021
Served as the exclusive financial advisor to MJM 401k, LLC
MJM // Sage View MJM // Sage View
June 2021
Served as the exclusive financial advisor to Peapack-Gladstone Financial Corporation
peapack // princeton peapack // princeton
June 2021
Served as the exclusive financial advisor to Stewardship Financial Advisors, LLC
stewardship // captrust stewardship // captrust
April 2021
Advised Dama Financial on its Series B growth equity raise
Dama Financial Dama Financial
April 2021
Advised David Morse and Associates (DMA) on it's sale to Venbrook
David Morse & Associates (DMA) David Morse & Associates (DMA)
April 2021
Advised Lancer Insurance Company on its merger with Core Specialty
Lancer Insurance Company / Core Specialty insurance Holdings Lancer Insurance Company / Core Specialty insurance Holdings
April 2021
Advised Reliance Standard Life Insurance Company on its acquisition of Standard Security Life Insurance Company
Reliance Standard Life Insurance Company / Standard Security Life Insurance Company Reliance Standard Life Insurance Company / Standard Security Life Insurance Company
April 2021
Advised ITMA on its sale to MS Amlin
ITMA / MS Amlin ITMA / MS Amlin
April 2021
Advised Greenlight Re on the sale of AccuRisk Solutions to The Ardonagh Group
Advised Greenlight Re on the sale of AccuRisk Solutions to The Ardonagh Group Advised Greenlight Re on the sale of AccuRisk Solutions to The Ardonagh Group
April 2021
Served as exclusive financial advisor to North American Management Corp.
NA Management Group // Wealth Enhancement Group NA Management Group // Wealth Enhancement Group
April 2021
Served as the exclusive financial advisor to Rollins Financial, Inc.
Rollins // Focus Rollins // Focus
March 2021
Advised Ensurem on its sale to 777 Partners
Ensurem / 777 Partners Ensurem / 777 Partners
March 2021
Advised BC Partners on its majority investment in Davies Group
BC Partners / Davies BC Partners / Davies
March 2021
Advised The Littleton Group on its sale to Davies Group
The Littleton Group / Davies The Littleton Group / Davies
March 2021
Advised Worldwide Facilities on its sale to Amwins Group, Inc.
Worldwide Facilities / Amwins Group Worldwide Facilities / Amwins Group
March 2021
Served as the exclusive financial advisor to Epstein & White Financial, LLC
Epstein // Mercer Epstein // Mercer
March 2021
Served as the exclusive financial advisor to Wealthstreet Investment Advisors, LLC
wealthstreet // beacon pointe wealthstreet // beacon pointe
February 2021
Advised OneDigital on its acquisition of HM Employee Benefits and Risk Management
OneDigital / HM Employee Benefits and Risk Management OneDigital / HM Employee Benefits and Risk Management
February 2021
Advised DirectPath on its sale to CNO Financial Group
DirectPath / CNO Financial Group DirectPath / CNO Financial Group
February 2021
Advised Fourseventy Claim Management on its sale to Alacrity Solutions
Fourseventy Claim Management / Alacrity Solutions Fourseventy Claim Management / Alacrity Solutions
December 2020
Advised Hancock Claims Consultants on its majority investment from Century Equity Partners
Hancock Claims Consultants Holdings / Century Equity Partners Hancock Claims Consultants Holdings / Century Equity Partners
December 2020
Advised Global Risk Solutions on its acquisition of Tailored Adjustment Services
Global Risk Solutions / Tailored Adjustment Services Global Risk Solutions / Tailored Adjustment Services
December 2020
Served as the exclusive financial advisor to Atlanta Financial Associates, LLC
Atlanta Financial // Mercer Atlanta Financial // Mercer
December 2020
Served as the exclusive financial advisor to Horan Capital Management, LLC
Horan // Connectus Horan // Connectus
December 2020
Served as the exclusive financial advisor to Peapack-Gladstone Financial Corporation
Lucas // Peapack Lucas // Peapack
December 2020
Served as the exclusive financial advisor Modera Wealth Management, LLC
Modera // Tria Capital Modera // Tria Capital
December 2020
Served as the exclusive financial advisor to The Roosevelt Investment Group, Inc.
Roosevelt // CI Financial Roosevelt // CI Financial
December 2020
Served as the exclusive financial advisor for Stavis & Cohen Financial, LLC
Stavis // CI Financial Stavis // CI Financial
November 2020
Served as the exclusive financial a4dvisor to Bowling Portfolio Management, LLC
Bowling // CI Financial Bowling // CI Financial
November 2020
Served as the exclusive financial advisor to McMorgan & Company LLC
McMorgan McMorgan
November 2020
Advised New Mountain Capital on its investment in IMA Financial Group
IMA Financial Group / New Mountain Capital IMA Financial Group / New Mountain Capital
October 2020
Advised Simplicity Group Holdings on its sale to Lee Equity Partners
Simplicity / Aquiline / Lee Equity Partners Simplicity / Aquiline / Lee Equity Partners
October 2020
Advised New Mountain Capital on its $2.65B sale of OneDigital to Onex
OneDigital (New Mountain Capital) / ONEX OneDigital (New Mountain Capital) / ONEX
September 2020
Advised Nationwide Appraisals on its sale to Sedgwick
Nationwide Appraisals / Sedgwick Nationwide Appraisals / Sedgwick
September 2020
Served as the exclusive financial advisor to CJM Wealth Management, LLC
CJM // Wealth CJM // Wealth
August 2020
Served as the exclusive financial advisor to FCG Advisors, LLC and FCG Wealth Management, LLC
FCG // Cambridge FCG // Cambridge
August 2020
Served as the exclusive financial advisor to Hollencrest Capital Management, LLC
Hollencrest // Emigrant Hollencrest // Emigrant
July 2020
Served as the exclusive financial advisor to Kudu Investment Management, LLC
kudu // sequoia kudu // sequoia
May 2020
Served as the exclusive financial advisor to The Mather Group, LLC
mather group // barnett mather group // barnett
April 2020
Advised HGGC on its acquisition of PCF Insurance
PCF Insurance Services PCF Insurance Services
February 2020
Advised NORCAL Group on its announced sale to ProAssurance Corporation
NORCAL Group NORCAL Group
December 2019
Advised IAS on its $720M sale to iA Financial Group
IAS IAS
December 2019
Served as the exclusive financial advisor to Hogan Financial
Hogan // Creative Hogan // Creative
October 2019
Advised EPIC Insurance Brokers & Consultants on its acquisition of Prime Risk Partners
Prime Risk Partners Prime Risk Partners
October 2019
Advised Transaction Services Group on its sale to Advent International
Transaction Services Group / Advent International Transaction Services Group / Advent International
October 2019
Served as the exclusive financial advisor to Cardea Capital
Cardea // LCA Cardea // LCA
September 2019
Served as the exclusive financial advisor to Broadview Advisors, LLC
Broadview // Madison Broadview // Madison
September 2019
Served as the exclusive financial advisor to South Texas Money Management
South Texas // Captrust South Texas // Captrust
September 2019
Advised CopperPoint Insurance Companies on its $900M acquisition of Alaska National Insurance Company
Alaska National Insurance Company Alaska National Insurance Company
August 2019
Served as the exclusive financial advisor to Hillview Capital Advisors, LLC
Hillview // Regent Hillview // Regent
August 2019
Served as the exclusive financial advisor to Peapack-Gladstone Financial Corporation
Peapack // Point View Peapack // Point View
July 2019
Served as the exclusive financial advisor to Cortina Asset Management
Cortina // Silvercrest Cortina // Silvercrest
May 2019
Advised Worley on its sale to Kohlberg & Company
Worley Worley
May 2019
Initiated the acquisition by Driehaus Capital Management, LLC
Driehaus // Opus Driehaus // Opus
May 2019
Served as the exclusive financial advisor to Singer Xenos Schecter Sosler Wealth Management
Singer Xenos // Mariner Singer Xenos // Mariner
April 2019
Served as the exclusive financial advisor to RSW Investments, LLC
resolute // RSW resolute // RSW
December 2018
Served as the exclusive financial advisor to The Mather Group, LLC
mather group // astraeus mather group // astraeus
October 2018
Initiated the acquisition by Kudu Investment Management, LLC
kudu // b.o.s. kudu // b.o.s.
October 2018
Served as the exclusive financial advisor to The Mather Group, LLC
mather group // steven m berman mather group // steven m berman
September 2018
Served as the exclusive financial advisor to Peapack-Gladstone Financial Corporation
peapack // lassus peapack // lassus
September 2018
Served as the exclusive financial advisor to Logan Capital Management, Inc.
manulife // logan capital manulife // logan capital
May 2018
Served as the exclusive financial advisor to CACEIS
caceis // ss&c caceis // ss&c
April 2018
Served as advisor to certain members of management of Courtland Partners, Ltd.
stepstone // courtland stepstone // courtland
December 2017
Served at the exclusive financial advisor to Capstone Financial Advisors
capstone capstone
October 2017
We served as the exclusive financial advisor to Peapack-Gladstone Financial Corporation
Peapack // Quadrant Peapack // Quadrant
July 2017
Served as the exclusive financial advisor to Peapack-Gladstone Financial Corporation
peapack // murphy peapack // murphy
April 2017
Served as the exclusive financial advisor to Fifth-Third Bank
Fifth Third Bank // Retirement Corp Fifth Third Bank // Retirement Corp
March 2017
Served as exclusive financial advisor to Keeley Asset Management
Keeley // Teton Advisors Keeley // Teton Advisors
October 2016
Served as the exclusive financial advisor to Park Madison Partners, LLC
Park Madison // Paxion Capital Partners Park Madison // Paxion Capital Partners
June 2016
Served as the exclusive financial advisor to Apex Capital Management, Inc.
Apex // Fiera Capital Apex // Fiera Capital
June 2016
Served as the exclusive financial advisor to Archer Wealth Management, LLC
Archer // HighTower Archer // HighTower
December 2015
Served as the exclusive financial advisors to Dendron Advisors, LLC
Dendron // HPM Partners Dendron // HPM Partners
July 2015
Served as the exclusive financial advisor to MOAB Oil, Inc.
MOAB // Tullet Prebon MOAB // Tullet Prebon
April 2015
Served as the exclusive financial advisor to The MDE Group and Acertus Capital Management
MDE // Acertus MDE // Acertus
October 2014
Served as the exclusive financial advisor to Geneva Capital Management, LLC
Geneva // Henderson Geneva // Henderson
August 2014
Served as the exclusive financial advisor to Fiduciary Network
Fiduciary // Pathstone Fiduciary // Pathstone
December 2013
Served as exclusive financial advisor to RR Advisory Group, LLC
RR // Mariner RR // Mariner
October 2013
Served as the exclusive financial advisor to Prime Management, LLC
prime // ss&c prime // ss&c
December 2012
Served as the exclusive financial advisor to Columbus Avenue
Columbus Ave // Orangefield Group Columbus Ave // Orangefield Group
December 2012
Served as the exclusive financial advisor to McDonnell Investment Management, LLC
Natixis // McDonnell Natixis // McDonnell
September 2012
Served as the exclusive financial advisor to Gravity Financial
Gravity // SS&C Gravity // SS&C
June 2012
Served as the exclusive financial advisor to Ultimus Funds Solution
Ultimus // LL Partners Ultimus // LL Partners
December 2011
Served as the exclusive financial advisor to Red Granite Advisors, LLC.
red granite // ziegler red granite // ziegler
June 2010
Served as the exclusive financial advisor to Natixis Global Asset Management
Bluffview // Natixis Bluffview // Natixis
October 2008
Served as the exclusive financial advisor to Lakepoint Investment Partners, LLC
Lakepoint // Northern Trust Lakepoint // Northern Trust
October 2008
Served as the exclusive financial advisor to Farmers National Banc Corp.
Farmers // Butler Wick Farmers // Butler Wick

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Address:
Waller Helms Advisors
225 W. Wacker Drive,
Suite 500
Chicago, IL 60606

Phone:
312.763.9910

Email:
info@wallerhelms.com